Senior Compliance Analyst Bank Guidelines

What You'll Do

• Ensure comprehensive compliance with banking law regulations, regulatory requirements, and internal rules.
• Maintain an independent and effective compliance function across all operational business areas.
• Guarantee compliance with international cross-border regulations and contribute to the ongoing development of internal rules and processes.
• Oversee the controlling of compliance risks, continuously evaluate issued regulations for compliance, assess their potential effects, and provide expert advice to senior management.
• Ensure that the compliance function effectively implements the risk-oriented control program.
• Provide regular, insightful reporting to senior management, forming a crucial basis for executive board decision-making.
• Uphold unrestricted rights to information, inspection, and auditing within all business functions and IT systems.
• Actively cooperate with financial market supervisory authorities on regulatory issues and coordination efforts.
• Monitor regulatory changes, communicate new developments, and prepare detailed analyses of their potential impacts on the bank.
• Conduct target group-specific training courses to enhance compliance awareness.
• Participate in ad-hoc projects as required.

What You'll Need

• Hold a Master's or PhD in Law or Economics.
• Possess specialist training and certifications in compliance or governance.
• Demonstrate extensive professional experience in banking auditing (at a manager or senior manager level within a large company), within the business risk department of an international bank, or in the compliance department of a financial market supervisory authority or the European Central Bank (ECB).
• Exhibit specialization in European financial market regulation and a keen interest in the impact of regulatory changes on banking operations.
• Proven experience in project management and the successful implementation of regulatory projects.
• Possess solid knowledge of regulatory requirements in Switzerland, Liechtenstein, and broader European regulations.
• Be an analytical, proactive personality with a practical, solution- and results-oriented mindset, coupled with strong team orientation.
• Show interest in coordination activities and delivering impactful presentations.
• Possess IT flair and excellent MS Office skills.
• Be proficient in both German and English.